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Join hosts, Michael Loesch and Brendan Quigley for the Enforcement Insider, the podcast providing quick hits on the latest trends and developments in investigations and enforcement matters impacting the energy markets and energy market participants. Your hosts truly are insiders. Brendan led numerous complex investigations during his seven years as an Assistant United States Attorney in the Southern District of New York and Michael spent more than 14 years of his career in federal regulatory and legislative service, holding senior leadership positions at both the CFTC and the SEC. Their experience brings valuable insights and provides real-world tips for mitigating risks and addressing key compliance and investigation challenges.
Episodes
Thursday Oct 19, 2023
Thursday Oct 19, 2023
In this episode, partners Michael Loesch and Brendan Quigley discuss further activity and substantial penalties in CFTC recordkeeping and communications cases involving third party vendor failures. Brendan and Michael are also joined by firm partner Michael Ward to cover the disruption that is artificial intelligence (AI) and what that means to company compliance officers.
For more information please visit bakerbotts.com/services/practice-areas/artificial-intelligence-ai or bakerbotts.com/services/practice-areas/enforcements-and-investigations.
Wednesday Sep 13, 2023
Wednesday Sep 13, 2023
In this episode, partners Michael Loesch and Brendan Quigley discuss two recent cases that involved issues resulting from company counsel interviewing corporate executives in an internal investigation and the companies’ later decisions to share information from those interviews with government investigators. Brendan and Michael provide their thoughts on best practices for “Upjohn warnings” and other potential issues company counsel should consider when interviewing individuals.
Monday Jul 31, 2023
Monday Jul 31, 2023
In this first episode, Michael Loesch and Brendan Quigley discuss the CFTCs call for whistleblowers in the carbon markets, recent DOJ insider trading prosecutions, highlights on recent False Claims Act compliance issues, and notable items on the CFTC regulatory calendar.
Previous webinars from Michael and Brendan can be found at bakerbotts.com.
And the below are related client alerts:
Compliance and Enforcement Takeaways from Two Supreme Court False Claims Act Decisions
Second Circuit Insider Trading Decision May Have Broad Impacts on White-Collar Prosecutions