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Join hosts, Michael Loesch and Brendan Quigley for the Enforcement Insider, the podcast providing quick hits on the latest trends and developments in investigations and enforcement matters impacting the energy markets and energy market participants. Your hosts truly are insiders. Brendan led numerous complex investigations during his seven years as an Assistant United States Attorney in the Southern District of New York and Michael spent more than 14 years of his career in federal regulatory and legislative service, holding senior leadership positions at both the CFTC and the SEC. Their experience brings valuable insights and provides real-world tips for mitigating risks and addressing key compliance and investigation challenges.
Episodes
Monday Jun 03, 2024
Monday Jun 03, 2024
Baker Botts Partners and hosts Brendan Quigley and Michael Loesch discuss the implications of the recent “shadow” insider trading case brought by the SEC and what it means for insider-trading enforcement going forward. In particular, Brendan and Michael discuss how the company insider-trading policy at issue in the case affected the charges and what that means for companies going forward.
2022 Client Alert on the same case.